SPACEX IPO, TECH STOCKS, AND IMPROVING

MARKET BREADTH

The pricing and trading of something as complicated as the SpaceX IPO was nothing short of impressive. Trading went off without a hitch.  The new stock closed up 19% on day one, a good sign.  It shows the deal was priced well and the market was ready to accept the terms offered.

As our readers know, we are not fans of buying IPOs – especially after the first trading day.  Sure, there are some big successes, but most IPOs falter after the first trading day.  The main reason for this is that many IPOs are way overpriced.  For example, SpaceX went public at a valuation of 83x 2026 sales and about 60x 2027 projected sales while the S&P 500 index trades at 3.3x sales (source:  FactSet).  SpaceX will have to show growth that exceeds estimates to keep the stock in orbit.

We are concerned with the massive supply of stock coming to the market starting with SpaceX.  Mega-caps Anthropic and OpenAI IPOs are coming next.  You can say the number of IPOs is nowhere near record highs, but the total dollar size of issuance will likely dwarf every other year.  Besides the issuance of stock through IPOs, corporate buybacks are down considerably and some companies, especially the hyperscalers, are issuing equity to help fund capex.  Alphabet just announced an $85 billion equity offering to do just that.

This is all classic late cycle behavior.  Minimally, this should put a damper on short-term market returns given the coming surge in IPO volumes.  But for now, animal spirits appear alive and well.

Up until the short-term market peak on June 2, technology stock performance did the heavy lifting while non-tech and non-AI stocks did nothing. It is no surprise that most of the 2026 gains are thanks to the tech theme.  Technology stocks (along with communication services stocks) now account for 50% of the S&P 500 market cap.  The tech sector has a bigger weighting now than at the dot.com peak.  This is more late cycle behavior. 

A big part of technology, semiconductors, has undergone a severe correction since June 2.  Some stocks are even in bear market territory – down more than 20% in this short time span.  Many top semi stocks are now trading at valuations below market P/E multiples based on 2026 and 2027 projected earnings.  Yet semiconductor company earnings for some of the leaders are expected to triple over the next three years.  Despite short-term pain, this sector appears to offer excellent value, in our view.

Can the market indexes go higher without tech and AI?  Maybe so because the market has broadened.  Which brings us to the next bullet point …

Until recently the A/D line (advance/decline is a measure of stocks advancing versus declining) was falling while the market was advancing. Not a reason to panic but unsustainable in the long-term.  The proceeds from tech and AI stock sales appear to be going into other equity sectors which is encouraging.  The rotation is not into cash.

Another sign of breadth improving is the resurgence of the equal-weighted S&P 500 compared to the market-weighted S&P 500.   In fact, the YTD investment return of the equal-weighted S&P 500 is 3% greater than its market cap-weighted cousin.  This is the first time this has happened in years – a very encouraging sign.

… Market analysis is always full of pluses and minuses.  Our biggest concern is the massive supply of stock coming to market.  Where will the funds come from to buy the new shares?  In the SpaceX situation, funds seemed to have come from tech and AI stock sales as well as other space stocks (which as a group were down over 10% last Friday).  The OpenAI and Anthropic IPOs will be another test later this year.  In the meantime, the market is broadening which is music to our ears.  While we are focusing current purchases on non-tech and non-AI opportunities, we are in no way giving up on holding tech stocks.  After all, tech and AI are still the main themes of this bull market.

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Knowledge – Results

Experts in Risk Management

Are you prepared for the next market correction or financial crisis?

Knowledge – Results

Experts in Risk Management

Are you prepared for the next market correction or financial crisis?

Knowledge – Results

Experts in Risk Management

Are you prepared for the next market correction or financial crisis?

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Richard Furmanski

Richard Furmanski

CFA

has been a portfolio manager and analyst for over 35 years. He manages conservative, tax-efficient portfolios for both pre-retirees and retirees. His lower risk approach appeals to investors who want less volatility and competitive risk-adjusted returns.

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Mary Ellen Adam

Mary Ellen Adam

Director of Operations

has been in office administration for over twenty years. Her experience includes customer service, firm operations, and office administration. She interacts with our clients on a day-to-day basis and handles any requests that may arise.

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Frequently Asked Questions

If you can't find the answer to your questions here, feel free to give us a call at 847-847-2505

Do you manage both stock and bond portfolios?

Yes. We build a portfolio of conservative, high-quality stocks and hold them for the long-term. The average holding period is 4 – 5 years. Our focus is on stocks that are suitable for retirement portfolios.

Our high-quality bond portfolios are designed to provide both income and stability of principal. Bonds provide the anchor for balanced accounts (those holding both stocks and bonds).

What is your investment philosophy?
We take great care in purchasing only high-quality stocks and bonds intent on a multi-year holding period. Portfolio turnover and taxable realized gains are modest in comparison to other active managers. We do not time the market but will become more defensive, in terms of stock holdings, when market conditions warrant.
Will the portfolio be managed in accordance with my financial goals?
Yes. Each of our clients has a custom-tailored portfolio. These custom portfolios are designed to meet specific client objectives with a thoughtful approach to specific constraints such as risk tolerance. And as each client’s situation changes, the portfolio does as well. There is no cookie cutter approach.
What kind of expertise do you have and how can that help me in difficult markets?
We have been working with high-net-worth clients like you since 1982. Over that time we have helped them to navigate several bear markets and financial crises (including the stock market crash of 1987). We hold the Chartered Financial Analyst (CFA) and Certified Financial Planner (CFP) designations.
Are you sensitive to taxes when managing portfolios?
Yes. Our holding period for an individual stock averages 4 plus years which means our turnover is low and realized gains can be carefully managed. Further, where possible, we tax loss harvest small losses as a way of offsetting gains taken elsewhere in the portfolio.
How have you performed?
Results will differ by client and the level of customization but we have provided competitive investment returns for many years.
How do you charge for your services?
We charge a management or consultant fee based upon the size and level of customization of the account. As the account grows, we benefit together.

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