THE INVESTMENT LANDSCAPE FOR 2026

Happy New Year!  The beginning of a new year is as good a time as any to take an inventory of important variables affecting investors and to see what the investment landscape looks like.  The summary below attempts to do just that.

U.S. STOCK MARKET

The third year of the bull market was a good one.  The S&P 500 rose 16.4% in 2025, while its equal-weight counterpart increased by 9.8%.  Historically the chance of another up year after three straight annual increases for stocks is about 50%.  We think the odds are higher this cycle because the powerful AI bull market theme is alive and well, in our view.  A major question for investors surrounds AI.  Bulls believe investment in AI is in the early innings (we agree) while bears think AI stocks are in a bubble.

Wall Street firms are overwhelmingly bullish for 2026, with an average gain projected of 11% for the S&P 500 (source:  Wall Street Journal).  Seeing how the average annual S&P 500 return over the last 100 years is 11% (source:  Ibbotson), Wall Street isn’t exactly sticking their necks out.  Strategists have lots of interesting things to say but their projections are mostly a marketing exercise.  We are bullish, too, going into 2026, but trying to quantify expected gains is a fool’s game.

We continue to be overweighted in tech and AI stocks.  Other sectors we like include financials, consumer cyclicals, and industrials.  All are expected to benefit from an accelerating economy and solid corporate earnings.

U.S. ECONOMY

Many Wall Street strategists are forecasting a reacceleration in economic growth early in 2026.  And that is off an already strong base.  The catalyst?  Consumer spending should get a bump from tax rebates and the One Big Beautiful Bill Act benefits kick in.

Consumers remain on solid financial footing.  Elevated home equity, manageable debt service burdens, and normalized savings rates suggest the consumer is healthy (even if consumer sentiment is weak).  Consumer spending has been the dominant driver of GDP growth in recent quarters, suggesting the economy is not solely dependent on AI-related investment to sustain growth.  As long as labor markets are stable, consumer spending can be a durable foundation for continued expansion.

The labor market will be a focus early in the year.  Initial jobless claims have stabilized in the low 200,000s which indicates that the bout of labor weakness that emerged in 2025 may be behind us.  However, if we see an uptick in the rate of job firings, dimming prospects in the labor market could very well spill into softer consumption.  We will be closely watching this.

Housing remains frozen but could accelerate to the upside.  One reason is low leverage:  homeowners owe less relative to their equity balance than virtually any point since the 1950s.  Homebuilder order books are surprisingly robust and affordability has been slightly improving as well.  Surprisingly strong home builder margins is a reminder that the U.S. housing market remains heavily underbuilt.  2025 was a tough year for housing, but 2026 could be better.

Productivity has been very strong over the past few years, which is disinflationary and leads to stronger jobs growth.  Generally speaking, periods of high productivity lead to subsequent strong hiring.  Real output per hour (labor productivity) has been rising at the same fast pace as the 1990s and twice as fast as the 2010s.  This should continue due to AI and other factors.  Productivity growth is the magic that raises standards of living.

Tariffs have been in place since April and have not been the disaster many forecast.  They have had little negative impact on economic growth, profit margins, and inflation.  Tariff rates look to be peaking around 10%.  And the tariffed portion of the inflation basket sits at only 20%.

EARNINGS

Corporate profit forecasts for 2026 are off the charts which concerns us because of the high expectations now built into asset prices.  Full year 2025 earnings growth is expected at 12.3% with 2026 at 15.0%.  The rosy numbers are primarily due to an accelerating economy and expected strong consumer spending.  Profit margins remain near peak levels and have not been impacted much from tariffs.  Strong earnings growth seems to be a necessary ingredient for good markets this year.

VALUATION

According to FactSet, the 12-month forward P/E on the S&P 500 is 22.5x while its equal-weighted cousin is about 18.0x.  The S&P 500 equal-weight index P/E and price-to-sales ratio are at neutral levels and well below the high points in 2021.  Because of the large difference in valuation between the market-cap and equal-weighted indexes, the equal-weighted index may offer downside protection if the mega-caps falter.

FED POLICY

The doves got their rate cut at the December Fed meeting with a likely pause for the foreseeable future.  It was the hawkish cut the markets expected.  The Fed revised up growth, revised down inflation and maintained unemployment expectations.

Core inflation has run above target (which is 2.0%) for five straight years.  So why has the Fed been cutting rates at all?  Mainly because the labor market weakened in 2025 and the Fed doesn’t want to drive us into recession with an above-neutral Fed funds rate.  In the eyes of the Fed, risks to each side of its mandate are balanced-downside risks to employment are equal to the upside risks to inflation.  If that is the case, then the policy rate should be neutral.  Many on the committee feel that the neutral rate is lower than the current Fed funds rate.  So it is no surprise investors are expecting two rate cuts this year.

Another issue for 2026 is Fed independence.  A more dovish Fed Chair is likely on the way in May.  Will the new Chair be able to exert independence from the Trump administration?  The whole world will be watching.  An independent Fed is good for global markets.

WHAT COULD GO RIGHT?

  • Earnings come through as forecast and spark higher share prices.
  • The Fed continues their easing policy and also stays independent. Interest rates decline.
  • Cash continues to come in from the sidelines to push stocks higher (there is still about $11 trillion in money market funds).

WHAT COULD GO WRONG?

  • Earnings expectations for 2026 prove to be too high.
  • The Fed is perceived to lose their independence.
  • Inflation ticks up or the labor market weakens again.
  • Companies question the profitability of their AI investments.

FINAL THOUGHTS

Since 1928, the S&P 500 has been in a bull market 78% of the time (source:  Bespoke Investment Group).  So if you bet against the market, the odds are against you.

We are pleased that the market has broadened out in the last few weeks.  We remain bullish on stocks and think the AI theme will continue to dominate investors’ discussions about where the market is headed.  Are we in AI’s early innings or is AI in a bubble?  The answer to this question may decide the outcome for 2026.

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Knowledge – Results

Experts in Risk Management

Are you prepared for the next market correction or financial crisis?

Knowledge – Results

Experts in Risk Management

Are you prepared for the next market correction or financial crisis?

Knowledge – Results

Experts in Risk Management

Are you prepared for the next market correction or financial crisis?

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Richard Furmanski

Richard Furmanski

CFA

has been a portfolio manager and analyst for over 35 years. He manages conservative, tax-efficient portfolios for both pre-retirees and retirees. His lower risk approach appeals to investors who want less volatility and competitive risk-adjusted returns.

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Mary Ellen Adam

Mary Ellen Adam

Director of Operations

has been in office administration for over twenty years. Her experience includes customer service, firm operations, and office administration. She interacts with our clients on a day-to-day basis and handles any requests that may arise.

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Frequently Asked Questions

If you can't find the answer to your questions here, feel free to give us a call at 847-847-2505

Do you manage both stock and bond portfolios?

Yes. We build a portfolio of conservative, high-quality stocks and hold them for the long-term. The average holding period is 4 – 5 years. Our focus is on stocks that are suitable for retirement portfolios.

Our high-quality bond portfolios are designed to provide both income and stability of principal. Bonds provide the anchor for balanced accounts (those holding both stocks and bonds).

What is your investment philosophy?
We take great care in purchasing only high-quality stocks and bonds intent on a multi-year holding period. Portfolio turnover and taxable realized gains are modest in comparison to other active managers. We do not time the market but will become more defensive, in terms of stock holdings, when market conditions warrant.
Will the portfolio be managed in accordance with my financial goals?
Yes. Each of our clients has a custom-tailored portfolio. These custom portfolios are designed to meet specific client objectives with a thoughtful approach to specific constraints such as risk tolerance. And as each client’s situation changes, the portfolio does as well. There is no cookie cutter approach.
What kind of expertise do you have and how can that help me in difficult markets?
We have been working with high-net-worth clients like you since 1982. Over that time we have helped them to navigate several bear markets and financial crises (including the stock market crash of 1987). We hold the Chartered Financial Analyst (CFA) and Certified Financial Planner (CFP) designations.
Are you sensitive to taxes when managing portfolios?
Yes. Our holding period for an individual stock averages 4 plus years which means our turnover is low and realized gains can be carefully managed. Further, where possible, we tax loss harvest small losses as a way of offsetting gains taken elsewhere in the portfolio.
How have you performed?
Results will differ by client and the level of customization but we have provided competitive investment returns for many years.
How do you charge for your services?
We charge a management or consultant fee based upon the size and level of customization of the account. As the account grows, we benefit together.

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